Thursday, April 25, 2013
► SEC Thwarts Immigrant Exploitation – Investors to Recover $147Mn.
► Flawed Bidding Process Hurts Dell; Blackstone Walks.
► Regulators to Restrict Big Banks’ Payday Lending.
► Sizing Up Discount Brokers: AMTD, ETFC, SCHW.
► RBS Buys Risky U.S. Mortgage Portfolio; Raises Eyebrows.
► Apple CEO to Address Growth Concerns – Will Return Cash.
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Tuesday, April 23, 2013
► Banks May Lose $17Bn of Revenue: Report.
► Ralph Lauren Corp. Nabbed for FCPA Misconduct.
► SEC’s Aguilar Speech: Institutional Investors: Power and Responsibility.
► Credit Suisse Is Making Dark Pools Even Darker.
► Swiss Banks to Endure Testy Proxy Season.
► KPMG Chairman: Campaign Against Auditor Anonymity Misleading.
► White House Lawyer Rumored Top Pick For Top SEC Legal Post.
► Q&A: Securities Llitigator Robert Giuffra on MBIA, Porsche and Golf.
► Goldman Cuts Commodity Outlook as It Exits Bet on Gold Drop.
► Too-Big-to-Fail Bill Increases Big Banks’ Capital Standards.
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Monday, April 22, 2013
► Deutsche Seeks to Avoid Seizure in Probe of Monte Paschi.
► Wells Fargo Outlines Defense to DOJ Mortgage-Fraud Lawsuit.
► Brothers Suspected in Boston Bombing Straddled Cultures.
► Gold Plunges 7% for Week – Closes at $1,395.60/ounce.
► Peregrine Bankruptcy Trustee Interim Payment Approved.
► Wealth Flees Switzerland for Shelter in Singapore.
► JPMorgan's Frenkel on Global Monetary Policies.
► Libor Scandal's Sequel: ISDAFix.
► Tsarnaev Social Posts Should Have Been Flagged: Expert.
► Keller: A Blogger on Trial.
► Germany Fines Google Over Data Collection.
► World’s Best CEOs.
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Friday, April 19, 2013
► Disciplinary and Other Actions – April 2013.
► Boston On ‘Lockdown’: Massive Manhunt; Anxiety Grips City.
► UBS Seen Winning as Wealth Management Emulates Pimco.
► The Rewards of Indiscretion.
► SEC’s Luis. Aguilar: Compliance That Works for Investors.
► Supreme Ct Says No ‘Discovery Rule’ For SEC Enforcement Actions, But Options Remain.
► IRS Workers Caught With Hands in Cookie Jar.
► Breakingviews: Two-Tier MMF Reform As Clear As Mud.
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Thursday, April 18, 2013
► Morgan Stanley Swings to Profit, Beating Estimates.
► Morgan Stanley's Still the Sick Man of Wall Street–Trading Crashes.
► DLA Piper Settles Overbilling With Energy Exec Client.
► Blackstone’s Profit Jumps 28%.
► Bank of America Profit Misses Expectations.
► At Least 15 Dead After Fire, Blast at Texas Fertilizer Plant.
► Regulatory and Examination Priorities 2013 – Part 4 (podcast).
► Apple Breaks Below $400 for 1st Time Since 12/2011.
► Data Vendor Bloomberg Sues CFTC Over Cleared Swaps Margin Rule.
► Gold Wipes $560Bn From Central Banks as Equities Rally.
► Ex-MF Global Broker Sentenced for Rogue Trades.
► BOE's Carney Faces Challenges (video).
► Swiss Bankers Battle Over Client Secrecy.
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Tuesday, April 16, 2013
► Madoff Trustee Cannot Block $410Mn Merkin-NYS Accord: Judge.
► Gold’s Plunge Turns NY's Diamond District Upside Down.
► Goldman Posts $2.2Bn Quarterly Profit.
► SAC’s Cohen Had Profitable 2012.
► John Paulson, David Einhorn Lose $640M In Gold Collapse.
► BlackRock Q1 Profits Up 10%.
► MSRB Publishes EMMA Guide for State and Local Governments.
► Securities Class Action Settlements Hit Decade Low: PwC.
► Boston Explosions Kill 3, Injure Scores at Marathon’s End.
► Huge Earthquake Hits Iran.
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Monday, April 15, 2013
► And The Beat Goes On: Paulson Loses >$300Mn as Gold Declines.
► RSFI Working Paper: Regulating Penalty Fees of Consumer Financial Products.
► CorpFin, Trading & Mkts Division Directors Testify on JOBS Act.
► Making Law Firm Billings More Transparent.
► Analysis: Trade or Not Trade, When Fed Provides Inside Info.
► Alabama Cty Fires Attorney in Largest U.S. Muni Bankruptcy.
► Lehman Europe Creditors May Be Repaid in Full.
► At JPMorgan: Profits Up, Revenue Falls, Down, Dimon's Odd Go Flat.
► Pension Group Seeks JPMorgan Chairman, CEO Split.
► Commodity Traders' $250Bn Harvest.
► Hedge Fund Titans’ Pay Stretching to 10 Figures.
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